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SEC’s Project Crypto: What Clearer Digital Asset Rules Mean for Business Owners
The SEC’s Project Crypto shifts from enforcement to clear standards for digital assets. Here is what it means if your business accepts, holds, or plans to raise capital through cryptocurrency.
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The SEC Just Killed 14 Proposed Rules. Here Is What Small Businesses No Longer Need to Worry About.
The SEC withdrew 14 proposed rules including climate disclosures and private fund regulations. Here is what was dropped and what small businesses should do with the freed-up compliance resources.
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Congress Killed the DeFi Reporting Rule. What Crypto Business Owners Should Know.
Congress nullified the DeFi crypto reporting rule, but cryptocurrency tax obligations remain. Here is what still applies and what business owners should track.
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Fraudsters Posing as Brokers or Investment Advisers – Investor Alert
An older post from the SEC though the information is just as relevant today. These scams are still active today! The FBI Criminal Investigative Division and the United States Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) warn of fraudsters swindling investors while pretending to be registered brokers or investment advisers. Fraudsters…
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The Secretive Investment Fund with $124 Billion in Assets: Ensign Peak Advisers
SEC Charges The Church of Jesus Christ of Latter-day Saints and Its Investment Management Company for Disclosure Failures and Misstated Filings https://www.sec.gov/news/press-release/2023-35 Ensign Peak Advisers, Inc (EPA), a non-profit investment firm managed by The Church of Jesus Christ of Latter-day Saints (LDS), made headlines this week when the US Securities and Exchange Commission (SEC) charged…
